Phase Space AI

Financial Model Notes

Ouster [OUST]

Ouster, Inc. [OUST] — Financial Model Notes

Every figure used in this memo, with its filing provenance and its derivation. Nothing here is estimated unless the row says so.

Source hierarchy: XBRL companyfacts for CIK 0001816581 (fetched 2026-07-29) for all statement lines; the primary HTML documents for narrative, concentration and pro-forma tables; Alpaca SIP daily bars for prices and volume; Alpaca options snapshots for the chain.


1. Revenue — quarterly build and the TTM window

us-gaap:RevenueFromContractWithCustomerExcludingAssessedTax, USD.

Period Filed cumulative Derived quarter Form / filed
FY2022 41,029,000 10-K 2023-03-24
FY2023 83,279,000 10-K 2024-03-28
FY2024 111,101,000 10-K 2025-03-21
Q1-2025 32,632,000 32,632,000 10-Q 2025-05-09
H1-2025 67,681,000 35,049,000 10-Q 2025-08-11
9M-2025 107,206,000 39,525,000 10-Q 2025-11-05
FY2025 169,384,000 62,178,000 (= FY − 9M) 10-K 2026-03-02
Q1-2026 48,578,000 48,578,000 10-Q 2026-05-05

TTM to 2026-03-31 = 35,049 + 39,525 + 62,178 + 48,578 = $185,330,000. Matches the screen exactly. No quarter-skip defect — the Q4 figure is derived as FY minus 9M, which is the correct treatment, and it reconciles.

1.1 The royalty adjustment

From the FY2025 10-K MD&A: $22.8m of royalty revenue on long-term IP licence contracts recognised in FY2025, of which $16.1m in Q4-2025 was previously deferred and released when performance-obligation uncertainty was resolved. Quarterly royalty from the 10-Qs: Q1-2025 $1.5m, Q1-2026 $0.3m.

Royalty inside the TTM window (Q2-25 … Q1-26)
  = FY2025 royalty  −  Q1-2025 royalty  +  Q1-2026 royalty
  = 22.8            −  1.5              +  0.3            = $21.6m
Clean TTM revenue = 185.330 − 21.6 = $163.730m
Clean FY2025      = 169.384 − 22.8 = $146.584m
Clean Q4-2025     =  62.178 − 16.1 =  $46.078m

Note the residual $6.7m ($22.8m − $16.1m) recognised across Q1–Q3 2025, of which $1.5m is identified in Q1-2025. The remaining ~$5.2m across Q2–Q3 2025 is inside the TTM window and is included in the $21.6m above. This is the least precise number in the memo and it is flagged as such: the quarterly royalty split for Q2 and Q3 2025 is not separately disclosed, so $21.6m is a derived figure with roughly ±$1m of imprecision. It does not change any conclusion (a $1m move shifts the required CAGR by under 0.2pp).

1.2 Growth rates, every variant computed

Measure Calculation Result
Screen's "demonstrated CAGR" $41.029m (FY2022) → $185.330m over ~3.19y 60.4% — rejected: crosses the Velodyne merger
FY2023 → FY2024 83.279 → 111.101 +33.4%
FY2024 → FY2025, as reported 111.101 → 169.384 +52.5%
FY2024 → FY2025, clean 111.101 → 146.584 +31.9% ← used as demonstrated
Q1-2026 YoY, as reported 32.632 → 48.578 +48.9%
Q1-2026 YoY, pro forma for Stereolabs 34.371 → 50.216 (10-Q pro-forma table) +46.1% ← corroboration
Q4-2025 YoY, as reported 30.092 → 62.178 +106.6%
Q4-2025 YoY, clean 30.092 → 46.078 +53.1%

2. Margins

$000 FY2024 FY2025 Q1-2025 Q4-2025 (derived) Q1-2026
Revenue 111,101 169,384 32,632 62,178 48,578
Gross profit 40,460 83,436 13,483 37,452 20,838
Gross margin 36.4% 49.3% 41.3% 60.2% 42.9%
Gross margin, clean 36.4% 41.4%¹ 38.5% 46.3% 42.5%²
Operating income (104,177) (73,999) (23,830) +904 (19,212)
Operating margin −93.8% −43.7% −73.0% +1.5% −39.6%
Operating margin, clean −93.8% −66.0% −33.0%
Net loss (97,045) (60,377) (22,017) +3,985 (17,465)
SBC 40,459 40,824 8,498 7,271 7,494

¹ (83,436 − 22,800) / (169,384 − 22,800) = 60,636 / 146,584 = 41.4%. Royalty revenue carries no cost of revenue, so the full $22.8m comes out of both numerator and denominator. An earlier draft of this memo carried 46.9% here, which implicitly assumed the royalty earned the corporate average margin — it does not. The error and its correction are recorded in §10 rather than silently overwritten. ² Clean Q1-2026 gross margin = (20,838 − 300) / (48,578 − 300) = 20,538 / 48,278 = 42.5%. Clean Q1-2025 = (13,483 − 1,500) / (32,632 − 1,500) = 11,983 / 31,132 = 38.5%. Clean Q4-2025 = (37,452 − 16,100) / (62,178 − 16,100) = 21,352 / 46,078 = 46.3%.

Restated cleanly, because this correction matters:

FY2024 FY2025 as reported FY2025 clean Q1-2026 clean
Gross margin 36.4% 49.3% 41.4% 42.5%

This strengthens the memo's finding. The screen's 49.3% is not merely stale, it is 7.9pp above the clean FY2025 level. And the clean series is 36.4% → 41.4% → 42.5%: gross margin is in fact rising, by about 5pp FY2024→FY2025 and a further 1.1pp into Q1-2026. That is a genuine improvement, and it is the strongest fact available for the bull case — it is stated here against the memo's own direction of travel. What it does not do is reach the screen's 49.3%, and the level is still 6.8pp below where the screen placed it.

The OUST_Research.md §6 statement that the clean gross margin is "flat" is therefore too harsh on the annual series and correct on the quarterly one: the clean quarterly sequence is 41.3% (Q1-25) → 45.2% → 42.1% → 46.3% (Q4-25 clean) → 42.5% (Q1-26), which is noisy and range-bound at 41–46% with no trend inside the last five quarters. Both readings are given so the reader can choose; the Quality Criteria call is unchanged, because neither reading shows a level consistent with the screen's input or a rising quarterly trend.

Derivation of Q4-2025: FY2025 − 9M-2025 on each line. Gross profit 83,436 − 45,984 = 37,452. Operating income (73,999) − (74,903) = +904. Net income (60,377) − (64,362) = +3,985.


3. Balance sheet and net cash

$000, at 2024-12-31 2025-12-31 2026-03-31
Cash and cash equivalents 45,542 67,413 78,720
Short-term investments (distinct balance-sheet line; tagged also as DebtSecuritiesAvailableForSaleExcludingAccruedInterestCurrent) 126,480 141,172 94,398
Cash + short-term investments 172,022 208,585 173,118
Total debt 0 0 0
Operating lease liability — current 4,561
Operating lease liability — non-current 12,824
Accounts receivable, net 17,941 27,753 26,195
Inventory, net 16,417 23,566 29,878
Stockholders' equity 180,911 261,738 275,621

Debt verification, as instructed. Checked LongTermDebt, LongTermDebtCurrent, LongTermDebtNoncurrent, ConvertibleDebtNoncurrent, ConvertibleNotesPayable, NotesPayableCurrent, SecuredDebtCurrent, ShortTermBorrowings. All are either absent at 2026-03-31 or zero. The last real borrowing was a $40.0m facility carried at $40.422m at 2023-09-30 and repaid in FY2023 (RepaymentsOfDebt $43,975,000, FY2023 10-K). InterestExpenseDebt is 0 for FY2024. Ouster is debt-free. The screen's empty debt list is correct — the only omission is the $17.385m of operating-lease liabilities, which the same scanner did include for other names, so the treatment is inconsistent across the universe even though it is defensible here.

Pro-forma net cash used in the valuation:

173,118  cash + short-term investments, 2026-03-31 (filed)
+191,900  net proceeds, 3,621,876 shares, 2026-07-06 (8-K)
−~10,000  estimated Q2-2026 and part-Q3 operating burn at the Q1-2026 rate of $7.3m/qtr  [ESTIMATE]
=~355,000  pro-forma net cash
   337,615  the same figure net of the $17.385m of operating-lease liabilities

The $10m burn deduction is the only estimate in the net-cash build and it is labelled. ATM proceeds since 2026-05-08 are excluded because they are undisclosed — which biases net cash down and the EV up, i.e. against the name. Stated so the direction of the conservatism is visible.


4. Cash flow and burn

$000 FY2024 FY2025 Q1-2025 Q1-2026 TTM
Operating cash flow (33,694) (39,956) (4,879) (7,281) (42,358)
SBC (non-cash addback) 40,459 40,824 8,498 7,494 39,820

TTM OCF = FY2025 (39,956) + Q1-2026 (7,281) − Q1-2025 (4,879) = (42,358).

Runway: $355.0m ÷ $42.4m = 8.4 years at the current burn, before the undrawn ATM and an unlimited S-3ASR. This is the fact that removes the going-concern case (OUST_Trade_Construction.md §4).


5. Share count — the full record

Date Cover / outstanding Weighted-average basic Source
2022-11-07 184,531,202 (pre-reverse-split) 181,361,354 (Q3-22) Q3-2022 10-Q
2023-03-23 386,269,049 (pre-split, immediately post-Velodyne) FY2022 10-K
2023-05-10 38,814,621 (post 1-for-10 reverse split) 29,411,612 (Q1-23) Q1-2023 10-Q
2024-03-21 40,671,374 46,584,479 (FY24) FY2023 10-K
2025-03-17 53,765,990 FY2024 10-K
2025-10-29 60,005,219 57,976,375 (Q3-25) Q3-2025 10-Q
2026-02-25 62,803,991 56,334,911 (FY25) FY2025 10-K
2026-05-01 63,672,949 61,824,843 (Q1-26) Q1-2026 10-Q
2026-07-06 ≥67,294,825 +3,621,876 per 8-K
authorised 200,000,000 (was 100,000,000 until 2026-06-17) 8-K 2026-06-18

EPS cross-checks (the instructed control):

Q1-2026:  (17,465) / 61,824.843 = (0.2825)  vs filed basic (0.28)   ✓  match
FY2025:   (60,377) / 56,334.911 = (1.0717)  vs filed basic (1.07)   ✓  match
FY2024:   (97,045) / 46,584.479 = (2.0832)  vs filed basic (2.08)   ✓  match
FY2025 using the screen's 63,672,949: (0.9482) vs filed (1.07)      ✗  11.4% low

Single class of common stock; no dimensional-tagging problem, no dual-class aggregation loss.


6. Acquisitions

Stereolabs SAS — France, vision systems. Closed in Q1-2026.

Item $000
Cash consideration 32,400
Shares issued (1,847,677 at $19.18 on the closing date, of which 1,187,672 in the purchase price) 22,780
Cash acquired, netted in the cash-flow statement (Acquisition of Stereolabs, net of cash acquired) (27,493)
Goodwill recognised 38,525
Contract liabilities acquired 2,279
Indemnified specific tax-loss liabilities (capped at $1.9m) 6,300

Developed-technology intangible valued by relief-from-royalty. Key-employee share awards treated as post-combination compensation, not consideration.

Contribution, from the 10-Q pro-forma table: pro-forma Q1-2026 revenue $50,216 vs reported $48,578 → the acquisition contributed roughly $1.6m of the reported quarter and runs at about $1.7m/quarter. Pro-forma Q1-2025 was $34,371 vs reported $32,632.

Velodyne Lidar — all-stock merger, February 2023. Not separately quantifiable from the filings available here; its footprint is visible in the share count (§5) and in the assumed Amazon warrant for up to 3,263,898 shares, whose vesting is charged as a reduction of revenue.


7. Reverse-DCF mechanics

Implementation identical to assets/reverse_dcf.py:

EV_target = spot × shares − net_cash
EV_model(g) = revenue0 × (1+g)^5 × terminal_margin × exit_multiple / (1 + wacc)^5
solve g by bisection on [−0.50, +2.00]

Terminal value is 100% of modelled EV — Ouster generates no interim free cash flow, so there is no interim stream to discount. Per criteria.md this makes the reverse DCF mandatory as the primary long-horizon output.

EV_target = 31.30 × 67.294825 − 355.0 = 2,106.3 − 355.0 = $1,751.3m

Central cell, clean revenue base:

g such that  163.730 × (1+g)^5 × 0.15 × 18.0 / 1.12^5 = 1,751.3
             (1+g)^5 = 1,751.3 × 1.7623 / (163.730 × 2.70) = 3,086.2 / 442.07 = 6.982
             1+g = 6.982^0.2 = 1.4749   →   g = 47.5%

Year-5 revenue = 163.730 × 6.982 = $1,143m; year-5 EBIT at 15% = $171m; exit EV at 18x = $3,086m; discounted = $1,751m ✓. Implied year-5 EV/sales = 3,086/1,143 = 2.7x, against 10.7x today — a 4.0x compression.


8. Market data

Value Feed
Close 2026-07-29 $31.30 Alpaca SIP
Close 2026-07-28 $33.91 SIP / $33.88 IEX the screen used the IEX figure
ADV 20-day 4,286,292 sh · $181.4m SIP
ADV 20-day 119,282 sh · $5.0m IEX — 35.9x understated
252-day realised volatility 104.9% SIP
52-week high / low $62.52 / $16.63 SIP
50-day / 200-day MA $41.67 / $28.55 SIP
12-1 momentum +132.9% SIP
1-month return −42.1% SIP

Bars from 2021-01-04 (1,398 SIP sessions), split-adjusted.


9. Known gaps, stated rather than filled

  1. ATM usage since 2026-05-08 is unknown. Excluded from net cash and from the share count in the base case; sensitised in OUST_Valuation.md §4.
  2. Over-allotment exercise is unknown (option live to ~2026-08-01).
  3. Quarterly royalty split for Q2 and Q3 2025 is not disclosed — the $21.6m TTM royalty figure carries ~±$1m.
  4. No consensus estimates. Alpha Vantage quota assumed exhausted; Consensus Criteria INDETERMINATE, blocks nothing.
  5. No earnings-call transcripts. Mention frequency is computed on filing text and the substitution is declared in OUST_Research.md §5.
  6. No peer comparator set was constructed, so no growth-matched exit multiple is claimed; the multiple is run as a grid and declared UNIDENTIFIED as a point estimate.
  7. WACC of 12.0% is an assumption, not a beta regression.
  8. No OUST_Model.xlsx was built. Every derivation that a workbook would contain is written out above and is reproducible from the filed figures by hand.

10. Errors caught inside this memo, and their effect

Recorded rather than silently overwritten, because a caught inconsistency is a first-class output.

# Error in the draft Correct value Where it propagated Effect on conclusions
1 Clean FY2025 gross margin stated as 46.9%, computed by deducting royalty revenue from the numerator only and leaving it in the denominator — i.e. implicitly assuming the $22.8m royalty carried Ouster's corporate average gross margin 41.4% — royalty revenue has no cost of revenue, so the full $22.8m must come out of both sides OUST_Research.md §2.5 and §6; OUST_Valuation.md §2 and §3.6; this file §2 Material and it cut both ways. The corrected level is 5.5pp lower, which is worse for the name. But computing it correctly across all five quarters revealed a rising clean series — 36.4% → 41.4% FY, 38.5% → 42.5% in the latest quarter, +4–5pp a year — where the draft had asserted the clean margin was "flat at ~43%". That assertion was wrong and is retracted. Consequences: (a) the Quality Criteria gross-margin sub-test is re-scored FAIL on level / PASS on trend rather than a flat "INDETERMINATE-to-weak"; (b) the Valuation Criteria gains a genuine evidenced argument for a higher terminal margin, which narrows the implied-path failure from −15.6pp at a 15% terminal margin to −7.4pp at 20% — the verdict stays FAIL, but by half as much
2 Probability-weighted 12-month target stated as $25.10 $23.28 (0.30 × 12.20 + 0.45 × 22.10 + 0.25 × 38.75) OUST_Valuation.md §5 header, table and §5.5 Arithmetic slip in the weighting, not a change of view. Target moves from −19.8% to −25.6% versus spot
3 Bear-case multiple of 2.7x described as the 25th percentile of the own-multiple history 30th percentile (3 of 10 observations below it) OUST_Valuation.md §5.3 Presentational only
4 TTM operating loss stated as −$66.9m −$69.4m (−73,999 − 19,212 + 23,830) OUST_Research.md §6 accruals row Immaterial to the accruals conclusion — operating cash burn of $42.4m is still well below the accounting loss

The general lesson from error 1, for the framework: when a one-off revenue item is stripped out, it must be stripped from every line it touched, at its own margin — not at the company's average margin. A zero-cost revenue item removed from the numerator alone flatters the cleaned gross margin, and does so in the direction that makes the cleaning look less consequential than it is. This is the same class of failure as reading acquisition growth as organic: an adjustment applied to one line and not to its counterpart.